This technical note focuses on the International Organization of Securities Commissions objectives and principles of securities regulations of Austria. The 2003 assessment found that Austria had fully broadly implemented a large majority of principles. The human resources of the Securities Supervision Department of the Financial Market Authority (FMA) should be increased, especially to conduct on-site inspections, in addition to the 14 planned appointments. Administrative fines should be raised further to levels elsewhere in Europe.
Add to Cart by clicking price of the language and format you'd like to purchase
Available Languages and Formats
|
Paperback
|
ePub
|
Mobi
|
English |
|
|
|
Prices in red indicate formats that are not yet available but are forthcoming.