Japan: Financial Sector Assessment Program-Technical Note on Regulation and Supervision of Investment Funds

Japan: Financial Sector Assessment Program-Technical Note on Regulation and Supervision of Investment Funds
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Volume/Issue: Volume 2024 Issue 114
Publication date: May 2024
ISBN: 9798400276347
$20.00
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Topics covered in this book

This title contains information about the following subjects. Click on a subject if you would like to see other titles with the same subjects.

Finance , Money and Monetary Policy , Public Finance , International - Economics , business operator , Japan securities dealers Association , investment advisory , Japan FSAP , FSAP finding , Financial stability assessment , Mutual funds , Government asset management , Asset management , Business enterprises , Global

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Summary

This technical note reviews the functioning and effectiveness of the regulation, supervision, and systemic risk monitoring of investment funds in Japan. It focuses on the requirements that are directly relevant to maintaining financial stability, namely, valuation, segregation and safekeeping of fund assets, liquidity risk management and redemption of fund units. The note also reviews the efficacy with which the authorities: i) analyze and monitor the systemic risk arising from fund management activities in Japan; ii) apply the domestic regulatory framework pertinent to investment funds; and iii) supervise compliance with the regulatory framework. The note sets out a series of recommendations to further strengthen the domestic regulatory, supervisory, and risk monitoring frameworks.